DeFi Protocols

Aave V3 Lending/Borrowing

Overcollateralized lending — $24.8B TVL, algorithmic liquidation. Aave Horizon adds institutional KYC layer.

Vendors

Aave · Aave Horizon

Compliance Center

Algorithmic liquidation engine at Authorization. Horizon adds Identity gate.

D2 — Aave V3 lending · Rails: defi · Protocols: Aave V3, Aave Horizon · Origin: United States — Federal
CTR (USD 10,000+)TRAVEL-RULE (USD 3,000+)ENHANCED-DUE-DILIGENCE (USD 50,000+)
D2 — AAVE V3 LENDINGYOU ARE HERE● Supplier WalletPOLICY Oracle Price Fe…CODE Borrow ExecutionCODE Liquidation Eng…CODE● Borrower Positi…CODEIntentIdentityDiscoveryNegotiationTransportAuthorizationFacilitationFinalitySTEP 1STEP 2STEP 3STEP 4STEP 5ETHEREUMVisual system: StablecoinAtlas.com · Steps mapped to 8 STP Stages
L5 APPLICATIONL4 ACCOUNTL3 EXECUTIONL2 CONSENSUSL1 NETWORKETHEREUM
L5 APPLICATIONWallet UX, consent, policy engineBank customer channel / issuer app
L4 ACCOUNTBalances, addresses, signing keysCore banking ledger / DDA

Step 1 · Supplier WalletPolicy-EnforcedBlockchain-Native

Depositor in traditional bank. Supplies collateral, earns variable interest on supplied assets.

User self-custody wallet supplies collateral (ETH, USDC, DAI, etc.) to Aave V3 lending pool. On Aave Horizon (institutional variant), supplier address must be whitelisted and subject to KYC/AML. On permissionless Aave V3, anyone can supply — no identity layer. Enforcement is policy-level (frontend geo-blocking and asset-level freezes like USDC) rather than protocol-enforced. Supply action mints aTokens (interest-bearing tokens) to supplier wallet.

⚠ ENHANCED-DUE-DILIGENCE triggered at USD 50,000 — 31 CFR § 1010.312 — Enhanced Due Diligence (United States — Federal)
Counterparty
Aave protocol (algorithmic lending pool)
Latency
1-15 seconds (L1) to 2-5 seconds (L2)
Finality
Finalized on chain confirmation
Vendors
MetaMask / Fireblocks · EOA / ERC-4337
L5 APPLICATIONL4 ACCOUNTL3 EXECUTIONL2 CONSENSUSL1 NETWORKETHEREUM
L3 EXECUTIONSmart contracts, swap / bridge logicClearing & matching engine
◆ Enforcement Line — code-enforced below, policy-enforced above

Step 2 · Oracle Price FeedCode-EnforcedBlockchain-Native

Real-time market data feed. Determines collateral valuation for borrowing power.

Chainlink oracle (primary) or Aave Lens oracle (secondary) pushes current market prices for supplied collateral. Health factor calculation depends on oracle price—if price drops, health factor approaches liquidation threshold (1.0). No jurisdiction sensitivity; oracle feed is global market data. Code-enforced via smart contract logic.

Counterparty
Chainlink or Aave oracle operators
Latency
2–10 minutes (oracle heartbeat)
Finality
Real-time feed, not finalized
Vendors
Uniswap v4 · Chainalysis OFAC Oracle · Circle CCTP v2
L5 APPLICATIONL4 ACCOUNTL3 EXECUTIONL2 CONSENSUSL1 NETWORKETHEREUM
L4 ACCOUNTBalances, addresses, signing keysCore banking ledger / DDA
L3 EXECUTIONSmart contracts, swap / bridge logicClearing & matching engine
◆ Enforcement Line — code-enforced below, policy-enforced above

Step 3 · Borrow ExecutionCode-EnforcedBlockchain-Native

Loan issuance. Borrower receives stablecoins or assets; Aave accrues interest algorithmically.

Borrower initiates borrow transaction against supplied collateral. Aave V3 algorithm checks health factor: (collateral value × LTV) / borrowed amount. If health factor > 1, borrow succeeds. Interest rate is set by utilization curve (determined by governance) — no human underwriting, no credit committee. Aave IS the lender; borrowed amount is minted debt tokens (variableDebtToken). Code-enforced via smart contract; no approval or discretion.

Counterparty
Aave lending pool (algorithmic)
Latency
1-15 seconds (L1) to 2-5 seconds (L2)
Finality
Finalized on chain confirmation
Vendors
Uniswap v4 · Chainalysis OFAC Oracle · Circle CCTP v2 · EOA / ERC-4337
L5 APPLICATIONL4 ACCOUNTL3 EXECUTIONL2 CONSENSUSL1 NETWORKETHEREUM
L3 EXECUTIONSmart contracts, swap / bridge logicClearing & matching engine
L2 CONSENSUSValidator ordering, block productionRTGS settlement engine
◆ Enforcement Line — code-enforced below, policy-enforced above

Step 4 · Liquidation EngineCode-EnforcedBlockchain-Native

Automated collateral seizure. Traditional finance counterpart: forced sale to recoup lender losses.

Aave Health Factor Monitor tracks: (collateral value × LTV) / borrowed amount. When health factor < 1, collateral is underwater. Any liquidator bot can call liquidateCall() to seize collateral and repay borrower debt, earning a liquidation bonus (typically 5-10% of seized collateral). This is permissionless and code-enforced — no discretion, no human approval. Liquidation is the compliance center of gravity in Aave: algorithmic risk management replaces traditional credit committees.

Counterparty
Liquidator bots (permissionless)
Latency
Seconds (automated monitoring + execution)
Finality
Finalized on chain confirmation
Vendors
Ethereum PoS Validators · Uniswap v4 · Chainalysis OFAC Oracle · Circle CCTP v2
L5 APPLICATIONL4 ACCOUNTL3 EXECUTIONL2 CONSENSUSL1 NETWORKETHEREUM
L5 APPLICATIONWallet UX, consent, policy engineBank customer channel / issuer app
L4 ACCOUNTBalances, addresses, signing keysCore banking ledger / DDA

Step 5 · Borrower PositionCode-EnforcedBlockchain-Native

Borrower outstanding debt. Must repay to reclaim collateral, or face liquidation.

Borrower's variableDebtToken balance represents outstanding borrowed amount. Borrower must repay debt (principal + accrued interest) to recover supplied collateral. Repayment burns debt tokens and reduces collateral lockup. If repayment is not made and health factor falls below 1, liquidator can seize collateral without borrower consent. All logic is code-enforced via smart contract.

Counterparty
Aave protocol (debt holder)
Latency
1-15 seconds (L1) to 2-5 seconds (L2)
Finality
Finalized on chain confirmation
Vendors
MetaMask / Fireblocks · EOA / ERC-4337

Resolved 5 steps across 1 chain(s). 3 threshold(s) triggered. Frameworks: Bank Secrecy Act, GENIUS Act, OFAC Sanctions Program, FATF Recommendation 16 (Travel Rule), Common Reporting Standard / FATCA.